DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Hightower Advisors, LLC

1,043 moves
AdvisorFromToTypeLeftRegistered
Charles Corrigan AndrioleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherNov 19, 2013Nov 21, 2013
Robert Anthony DeluccaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherNov 19, 2013Nov 15, 2013
Eric C HansonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherNov 19, 2013Nov 15, 2013
Christopher Peter McfaddenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherNov 19, 2013Nov 29, 2013
Matthew J MontanaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherNov 19, 2013Nov 15, 2013
Michele M ArsenaultMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherNov 19, 2013Nov 15, 2013
Alexandra J MieleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherNov 19, 2013Nov 15, 2013
Peter Joseph KleinUBS Financial Services Inc. wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 18, 2013Feb 12, 2021 (2643 d)
Henry E CrosbyMorgan Stanley wirehouseHightower Advisors, LLC otherOtherSep 26, 2013Sep 13, 2013
Michael Patrick AhearnMorgan Stanley wirehouseHightower Advisors, LLC otherOtherSep 26, 2013Sep 13, 2013
John P GibsonMorgan Stanley wirehouseHightower Advisors, LLC otherOtherSep 26, 2013Sep 13, 2013
Ann-Margret GrahamMorgan Stanley wirehouseHightower Advisors, LLC otherOtherJul 17, 2013Sep 16, 2013 (61 d)
Roger Capen ShafferSuntrust Investment Services, Inc. otherHightower Advisors, LLC otherOtherJun 10, 2013Jun 26, 2013
Rhonda Sue LambSuntrust Investment Services, Inc. otherHightower Advisors, LLC otherOtherJun 10, 2013Jun 25, 2013
Perry Arthur NeumanSuntrust Investment Services, Inc. otherHightower Advisors, LLC otherOtherJun 10, 2013Jun 25, 2013
Frank William EpingerMorgan Stanley wirehouseHightower Advisors, LLC otherOtherMay 29, 2013May 21, 2013
Brian Christopher O'LearyMsi Financial Services, Inc. otherHightower Advisors, LLC BD affiliatedOtherMay 21, 2013Mar 13, 2020 (2488 d)
Victoria Lynn HarrellRBC Capital Markets, LLC national BDHightower Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 12, 2013Jan 1, 2025 (4282 d)
Lars Gunnar OkesonSanford C. Bernstein & Co., LLC no RAUMHightower Advisors, LLC otherOtherApr 8, 2013Feb 17, 2016 (1045 d)
Mark KravietzUBS Financial Services Inc. wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2013Dec 5, 2018 (2074 d)
Gregory Charles SarianMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 20, 2013Feb 15, 2013
Francis Xavier MasseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 20, 2013Feb 15, 2013
James Norman Norman DeitrichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 19, 2013Feb 19, 2013
Kimberly Renee KeemerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 19, 2013Feb 15, 2013
Lorraine M GeraghtyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 19, 2013Feb 15, 2013
Matthew A AndrulotFortigent, LLC otherHightower Advisors, LLC otherOtherFeb 14, 2013Oct 10, 2012
Robert PierMorgan Stanley wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2013May 22, 2026 (4847 d)
Stephen R RosenMorgan Stanley wirehouseHightower Advisors, LLC otherOtherFeb 6, 2013Jan 11, 2013
Matthew Sanderson MooreMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherJan 15, 2013Jan 11, 2013
David Richard NelsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherOct 9, 2012Oct 5, 2012
Matthew John DilligCredit Suisse Securities (USA) LLC otherHightower Advisors, LLC otherOtherSep 10, 2012Aug 20, 2012
Brian T DilligCredit Suisse Securities (USA) LLC otherHightower Advisors, LLC otherOtherSep 10, 2012Aug 17, 2012
Edward Fitzsimmons BowenCredit Suisse Securities (USA) LLC otherHightower Advisors, LLC otherOtherSep 10, 2012Aug 17, 2012
Hugh James AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 4, 2012Jan 29, 2025 (4530 d)
Sheila Erin DelutriMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherSep 4, 2012Aug 31, 2012
Robert Ned EvansMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherSep 4, 2012Aug 31, 2012
Michael Everett Pe QueenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherSep 4, 2012Aug 31, 2012
Adam Scott ThurgoodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherSep 4, 2012Aug 31, 2012
Danna Lyn JarvisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherSep 4, 2012Oct 1, 2012
Maureen Mary CarneyMorgan Stanley wirehouseHightower Advisors, LLC otherOtherJul 17, 2012Jul 13, 2012
Mingdong TanMorgan Stanley wirehouseHightower Advisors, LLC otherOtherJul 17, 2012Jul 13, 2012
Walter J GondeckMorgan Stanley wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 17, 2012Jan 13, 2026 (4928 d)
David Vadim SokolovskyMorgan Stanley wirehouseHightower Advisors, LLC otherOtherJul 17, 2012Jul 13, 2012
Drew Bennett NordlichtUBS Financial Services Inc. wirehouseHightower Advisors, LLC otherOtherJul 9, 2012Jul 3, 2012
David Bryan MolnarUBS Financial Services Inc. wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 9, 2012Jan 23, 2025 (4581 d)
Cathleen MoriciUBS Financial Services Inc. wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 9, 2012Jan 12, 2026 (4935 d)
Michael CamiliereStifel, Nicolaus & Company, Incorporated national BDHightower Advisors, LLC otherOtherMay 14, 2012May 23, 2012
Kevin Lewis JohnsonAdvanced Equities, Inc. otherHightower Advisors, LLC otherOtherApr 17, 2012Apr 23, 2012
Steven Blair FeitUBS Financial Services Inc. wirehouseHightower Advisors, LLC otherOtherMar 30, 2012Mar 28, 2012
Sharon J WierzbaMorgan Stanley wirehouseHightower Advisors, LLC otherOtherMar 28, 2012Apr 9, 2012
Charles Stephen HoltMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherMar 26, 2012Mar 23, 2012
Richard Philip SteinbergMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 6, 2012Mar 18, 2021 (3299 d)
Jordan Haskell WaxmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 6, 2012Mar 18, 2021 (3299 d)
Alexander BassMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 6, 2012Oct 17, 2019 (2781 d)
Candice R KakarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 6, 2012Mar 18, 2021 (3299 d)
Kenneth Benjamin HoffmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherMar 6, 2012Mar 13, 2012
Aaron Louis HattenbachConcentric Capital LLC otherHightower Advisors, LLC otherOtherFeb 29, 2012Feb 21, 2012
Brian John GrumbachMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 21, 2012Feb 17, 2012
Leo Joseph KellyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 21, 2012Feb 17, 2012
Amalia Marie RockafellowMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHightower Advisors, LLC otherOtherFeb 21, 2012Feb 17, 2012
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