DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthspire Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gail M Harris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Mar 8, 2017 | Dec 14, 2018 (646 d) |
| Benjamin David Kille | Nfp Advisor Services, LLC other | Wealthspire Advisors independent RIA | Other | Mar 31, 2016 | Sep 20, 2022 (2364 d) |
| Sami Sharif | Morgan Stanley wirehouse | Wealthspire Advisors other | Other | May 28, 2014 | May 4, 2016 (707 d) |
| Megan Patricia Lathrop | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Feb 4, 2013 | May 13, 2026 (4846 d) |
| Howard Vaughn Sontag | Delessert Financial Services Inc other | Wealthspire Advisors independent RIA | Other | May 9, 2012 | Mar 29, 2021 (3246 d) |
| Kevin Joseph Nolan | Strategic Advisers LLC national BD | Wealthspire Advisors other | Other | Aug 2, 2011 | Aug 17, 2011 |
| Karyn Ilene Tylicki | Kolb+Co. Financial Advisers, LLC unclassified | Wealthspire Advisors independent RIA | Other | Nov 16, 2004 | Jul 9, 2024 (7175 d) |
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67 moves match.