DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Citizens Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher M. FalzoneCitizens Securities, Inc. BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2020Oct 25, 2019
John Joseph FitzgeraldCitizens Securities, Inc. BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2020Feb 10, 2020 (35 d)
Tobias M TolinoRichter Bober Asset Management, LLC independent RIACitizens Private Wealth independent RIARIA to RIADec 31, 2019Jan 9, 2020
Douglas Scott MoxhamPnc Wealth Management BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2018Mar 12, 2021 (827 d)
Wayne Todd JonesPnc Wealth Management BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2018Apr 10, 2020 (491 d)
Lester SatlowNew England Investment & Retirement Group, Inc. otherCitizens Private Wealth independent RIAOtherSep 21, 2017Oct 2, 2019 (741 d)
Brian FurleiterEquitable Advisors, LLC national BDCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2017Apr 28, 2021 (1566 d)
Brian Harlan WaldnerO'Brien Wealth Partners LLC otherCitizens Private Wealth independent RIAOtherSep 30, 2016Oct 2, 2019 (1097 d)
George Philip GippValley Financial Management, Inc. BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2013May 7, 2021 (2684 d)
Matthew RuffaloMorgan Stanley wirehouseCitizens Private Wealth independent RIAWirehouse to independent RIAApr 4, 2013Jun 30, 2021 (3009 d)
Michael D HansCalton & Associates, Inc. otherCitizens Private Wealth independent RIAOtherDec 3, 2012Jun 22, 2021 (3123 d)
Jonathan F SmithEquitable Advisors, LLC national BDCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 7, 2009Sep 26, 2022 (4920 d)
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72 moves match.