DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cibc Private Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David PisarkiewiczM&I Investment Management Corp. otherCibc Private Wealth Advisors, Inc. BD affiliatedOtherMay 30, 2012Jul 25, 2024 (4439 d)
Mark Edwin FrazierBrandes Investment Partners, LP otherCibc Private Wealth Advisors, Inc. BD affiliatedOtherJul 2, 2010Dec 13, 2021 (4182 d)
Kimberly Anne Dwan-BernatzFirst American Trust unclassifiedCibc Private Wealth Advisors, Inc. BD affiliatedOtherJun 21, 2010Sep 23, 2021 (4112 d)
Andrew John GoldenDeloitte Investment Advisors LLC unclassifiedCibc Private Wealth Advisors, Inc. BD affiliatedOtherMar 1, 2010Mar 25, 2022 (4407 d)
Steven Warren SmithCitigroup Global Markets Inc. otherCibc Private Wealth Advisors, Inc. otherOtherDec 1, 2009Jan 2, 2018 (2954 d)
John William WinslowHeadstream Asset Management, LP unclassifiedCibc Private Wealth Advisors, Inc. BD affiliatedOtherSep 1, 2009Aug 11, 2021 (4362 d)
Lauren Lee CulverUBS Financial Services Inc. wirehouseCibc Private Wealth Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 14, 2006Aug 6, 2021 (5379 d)
Charles Roland HokeCredit Suisse Securities (USA) LLC otherCibc Private Wealth Advisors, Inc. otherOtherMar 29, 2006Jun 30, 2015 (3380 d)
Cary Ross ChapmanRocky Mountain Wealth Advisors, LLC unclassifiedCibc Private Wealth Advisors, Inc. BD affiliatedOtherNov 25, 2005Dec 15, 2021 (5864 d)
Harold Arthur GraperBmo Family Office, LLC otherCibc Private Wealth Advisors, Inc. BD affiliatedOtherApr 22, 2005Nov 11, 2021 (6047 d)
Chris Alan WaltersCiticorp Investment Services unclassifiedCibc Private Wealth Advisors, Inc. otherOtherAug 20, 2004Feb 10, 2005 (174 d)
Page 2 of 2Previous
71 moves match.