DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Secure Asset Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Clay Spencer | Seacrest Wealth Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Sep 30, 2015 | Sep 24, 2015 |
| Karen R Noonan | Regal Investment Advisors LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Oct 14, 2014 | May 18, 2026 (4234 d) |
| Lawrence Clay Spencer | Morgan Stanley wirehouse | Secure Asset Management, L.L.C. independent RIA | Wirehouse to independent RIA | Jan 23, 2014 | Jun 23, 2026 (4534 d) |
| Kevin Paul Damman | Td Ameritrade Investment Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Oct 22, 2013 | Oct 8, 2025 (4369 d) |
| Maria Elizabeth Bongiovanni | Investment Research Corp other | Secure Asset Management, L.L.C. independent RIA | Other | Aug 15, 2012 | Jul 3, 2012 |
| Jason Wayne Baird | Investment Research Corp other | Secure Asset Management, L.L.C. independent RIA | Other | Aug 15, 2012 | Jun 7, 2012 |
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66 moves match.