DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Associated Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kelly Gerard WatzkaChase Investment Services Corp. otherAssociated Investment Services, Inc. otherOtherOct 22, 2010Nov 11, 2010
Zachary Plager MulfordWaddell & Reed otherAssociated Investment Services, Inc. otherOtherOct 14, 2010Apr 11, 2011 (179 d)
Bradley Scott JohannesCuna Brokerage Services, Inc. otherAssociated Investment Services, Inc. otherOtherSep 15, 2010Feb 2, 2012 (505 d)
Jessica Lee LiskaInvest Financial Corporation otherAssociated Investment Services, Inc. otherOtherApr 27, 2010May 20, 2010
Gregory Dale EicherU.S. Bancorp Investments, Inc. otherAssociated Investment Services, Inc. otherOtherFeb 17, 2010May 5, 2010 (77 d)
Kevin Wayne KobackThrivent Investment Management Inc. otherAssociated Investment Services, Inc. otherOtherFeb 1, 2010May 8, 2017 (2653 d)
Gary T BrewtonChase Investment Services Corp. otherAssociated Investment Services, Inc. otherOtherJun 1, 2009Jun 15, 2009
Glenn Robert KirstNorthwestern Mutual Investment Services,LLC otherAssociated Investment Services, Inc. otherOtherMay 15, 2009Feb 22, 2011 (648 d)
Peter James EngstromAllspring Funds Management, LLC otherAssociated Investment Services, Inc. otherOtherJul 9, 2008Jul 23, 2008
Edward A. ScherrRBC Capital Markets, LLC national BDAssociated Investment Services, Inc. otherOtherJan 24, 2008Apr 24, 2008 (91 d)
Wael H RashidiChase Investment Services Corp. otherAssociated Investment Services, Inc. otherOtherMar 9, 2006Mar 15, 2006
Christopher David ForcierMidwest Professional Planners, Ltd. otherAssociated Investment Services, Inc. otherOtherDec 14, 2005Dec 16, 2005
Timothy D WarnerPruco Securities, LLC otherAssociated Investment Services, Inc. otherOtherMar 31, 2005Jun 18, 2010 (1905 d)
Alison Ann WalkerRBC Capital Markets, LLC national BDAssociated Investment Services, Inc. otherOtherSep 9, 2004Sep 28, 2004
Thomas SchullerMorgan Stanley Dw Inc. unclassifiedAssociated Investment Services, Inc. otherOtherDec 10, 2002Sep 28, 2004 (658 d)
Page 2 of 2Previous
75 moves match.