DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Adviceperiod, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Andrew Noosinow | Alliancebernstein L.P. other | Adviceperiod, LLC independent RIA | Other | Oct 24, 2012 | Oct 1, 2018 (2168 d) |
| Lawrence Kenneth Miles | Convergent Wealth Advisors, LLC other | Adviceperiod, LLC other | Other | Oct 18, 2011 | Aug 25, 2015 (1407 d) |
| Ryan Barnett Goldenhar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Adviceperiod, LLC independent RIA | Wirehouse to independent RIA | Oct 30, 2006 | Mar 1, 2019 (4505 d) |
| Dominic Joseph Cozzetto | Icm Asset Management Inc other | Adviceperiod, LLC independent RIA | Other | Apr 4, 2006 | Aug 16, 2018 (4517 d) |
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64 moves match.