| Kevin Lee Coffey | Oxford Advisors Corporation unclassified | Msi Financial Services, Inc. other | Other | Dec 31, 2002 | Jan 18, 2008 (1844 d) |
| Christopher Wayne Bordner | Walnut Street Advisers Inc unclassified | Msi Financial Services, Inc. other | Other | Dec 13, 2002 | Nov 15, 2002 |
| David John Mingori | Veravest Investment Advisors, Inc. unclassified | Msi Financial Services, Inc. other | Other | Dec 11, 2002 | Aug 25, 2016 (5006 d) |
| Julia Elizabeth Coburn | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Dec 7, 2002 | Jul 13, 2004 (584 d) |
| Michael David Stewart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Dec 2, 2002 | Mar 5, 2009 (2285 d) |
| Kevin David Gargano | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Nov 25, 2002 | Jan 21, 2003 (57 d) |
| Stephen Sheehan Mcguirk | Securian Financial Services, Inc. other | Msi Financial Services, Inc. other | Other | Nov 19, 2002 | Nov 20, 2002 |
| Sunil Prem Nagpal | Banc Of America Investment Services, Inc. unclassified | Msi Financial Services, Inc. other | Other | Nov 7, 2002 | Feb 4, 2004 (454 d) |
| Michael Thomas Gill | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Oct 31, 2002 | Nov 20, 2002 |
| Norman Scott Gunn | E*Trade Capital Management, LLC other | Msi Financial Services, Inc. other | Other | Oct 25, 2002 | May 24, 2004 (577 d) |
| Marc Charles Harary | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Oct 24, 2002 | Aug 25, 2004 (671 d) |
| Brian Patrick Walsh | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Aug 27, 2002 | Jun 5, 2003 (282 d) |
| Dorne J Hall | Esi Financial Advisors other | Msi Financial Services, Inc. other | Other | Aug 7, 2002 | Oct 30, 2002 (84 d) |
| Amanda Lea Arthur | Securian Financial Services, Inc. other | Msi Financial Services, Inc. other | Other | Aug 2, 2002 | Aug 28, 2002 |
| Peter T Po | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Aug 1, 2002 | Sep 16, 2004 (777 d) |
| Henry Peter Conlon | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Jul 17, 2002 | Aug 15, 2002 |
| Dennis Ronald Gunn | 1717 Capital Management Company unclassified | Msi Financial Services, Inc. other | Other | Jul 9, 2002 | Oct 21, 2002 (104 d) |
| Mark Joseph Reddington | 1717 Capital Management Company unclassified | Msi Financial Services, Inc. other | Other | Jul 8, 2002 | Sep 11, 2002 (65 d) |
| Craig Edward Stearns | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 26, 2002 | Jul 12, 2002 |
| William James Kinmonth | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 24, 2002 | Jul 15, 2002 |
| Daniel Ethan Dodgen | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 19, 2002 | Jul 15, 2002 |
| Albert John Otto | Wells Fargo Advisors wirehouse | Msi Financial Services, Inc. other | Other | Jun 7, 2002 | Jan 30, 2003 (237 d) |
| Michael Lonny Berling | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | May 13, 2002 | May 20, 2002 |
| Stephen Michael Siderewicz | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | May 13, 2002 | May 20, 2002 |
| Brian David Williams | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | May 2, 2002 | May 6, 2002 |
| Ronald George Berry | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Apr 4, 2002 | Apr 23, 2002 |