DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Columbia Management Investment Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aj HelgersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColumbia Management Investment Advisers, LLC otherOtherFeb 12, 2007Nov 12, 2008 (639 d)
Mitchell S FlaxMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColumbia Management Investment Advisers, LLC otherOtherApr 13, 2006Nov 25, 2008 (957 d)
Michael Javed MalikOfi Private Investments Inc otherColumbia Management Investment Advisers, LLC asset managerOtherDec 19, 2005Feb 7, 2019 (4798 d)
Daniel R. MolloyKeybanc Capital Markets Inc. unclassifiedColumbia Management Investment Advisers, LLC otherOtherNov 3, 2004Jan 3, 2011 (2252 d)
Troy Marvin RossowRBC Capital Markets, LLC national BDColumbia Management Investment Advisers, LLC asset managerOtherAug 19, 2004Jan 10, 2022 (6353 d)
Michael Todd MessingerUBS Financial Services Inc. wirehouseColumbia Management Investment Advisers, LLC otherOtherJun 26, 2003Mar 30, 2009 (2104 d)
Michael Christopher MarzolfPiper Sandler & Co. no RAUMColumbia Management Investment Advisers, LLC otherOtherApr 10, 2003Jan 31, 2014 (3949 d)
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127 moves match.