DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wintrust Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michelle C Hughes | Great Lakes Advisors, LLC other | Wintrust Investments other | Other | Dec 31, 2006 | May 1, 2008 (487 d) |
| Ryan Richard Ruffcorn | Great Lakes Advisors, LLC other | Wintrust Investments other | Other | Dec 31, 2006 | Jan 8, 2007 |
| David Fletcher Johnson | Chase Investment Services Corp. other | Wintrust Investments other | Other | Dec 11, 2006 | Dec 8, 2006 |
| Donald Ellis Clark | Natcity Investments, Inc. unclassified | Wintrust Investments other | Other | Oct 4, 2006 | Jan 30, 2013 (2310 d) |
| Barry Martin Proctor | Wells Fargo Advisors wirehouse | Wintrust Investments other | Other | Nov 16, 2005 | Nov 17, 2005 |
| Vincent Rico Cione | Chase Investment Services Corp. other | Wintrust Investments other | Other | Sep 9, 2005 | Jun 24, 2011 (2114 d) |
| Carroll Jean Klotz | Citicorp Investment Services unclassified | Wintrust Investments mixed wealth | Other | May 3, 2005 | Jun 28, 2018 (4804 d) |
| Tate Thomas Jones | Banc One Securities Corporation unclassified | Wintrust Investments other | Other | Mar 15, 2004 | Oct 4, 2006 (933 d) |
Page 3 of 3Previous
128 moves match.