Advisor moves

Arrivals at Hilltop Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Donald R LaurenceUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherSep 15, 2003Aug 29, 2003
Steve MangoldE*Trade Advisory Services, Inc. unclassifiedHilltop Securities Inc. otherOtherJun 11, 2003Nov 18, 2003 (160 d)
John Christian CoyleUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherJun 3, 2003May 9, 2003
Robert Allen SmithUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherJun 2, 2003May 9, 2003
Jon Scott BlairUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherApr 16, 2003Mar 28, 2003
Darrell Ward JayroeUBS Financial Services Inc. wirehouseHilltop Securities Inc. otherOtherFeb 14, 2003Jan 31, 2003
Stuart Laidlaw BrownStephens otherHilltop Securities Inc. otherOtherFeb 4, 2003Sep 17, 2010 (2782 d)
Henry Lequence SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilltop Securities Inc. otherOtherJan 29, 2003Feb 3, 2003
Mark Allen CliftMorgan Stanley Dw Inc. unclassifiedHilltop Securities Inc. otherOtherJun 10, 2002Apr 23, 2003 (317 d)
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249 moves match.