DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Capital Client Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Peter Joseph Deavan	Manulife Investment Management (US) LLC other	Capital Client Group, Inc. no RAUM	Other	Oct 22, 2003	Sep 4, 2013 (3605 d)
Eric Matthew Grey	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Jun 17, 2003	Apr 21, 2023 (7248 d)
Michael Robert Quinn	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Jun 2, 2003	May 28, 2013 (3648 d)
William Burke Patterson	John Hancock Investment Management LLC other	Capital Client Group, Inc. no RAUM	Other	May 30, 2003	Apr 25, 2013 (3618 d)
Barton Duane Lindemann	Ameriprise Financial Services, LLC national BD	Capital Client Group, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	May 5, 2003	Jul 9, 2013 (3718 d)
Lance Taylor Owens	Provident Capital Management, Inc. unclassified	Capital Client Group, Inc. no RAUM	Other	Dec 31, 2002	Sep 20, 2013 (3916 d)
Jason Paul Young	Putnam Investment Management, LLC other	Capital Client Group, Inc. no RAUM	Other	Jun 18, 2002	May 20, 2013 (3989 d)
Romolo Dominick Rottura	Manulife Investment Management (US) LLC other	Capital Client Group, Inc. no RAUM	Other	May 3, 2002	May 11, 2013 (4026 d)

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308 moves match.