| Kevin M Boisselle | Grenier Baker & Associates, Inc unclassified | Cadaret Grant & Co Inc other | Other | Sep 23, 2004 | May 1, 2006 (585 d) |
| A Stanley Norkiewicz | Mony Securities Corporation unclassified | Cadaret Grant & Co Inc other | Other | Dec 31, 2003 | Apr 2, 2009 (1919 d) |
| Bruce Robert Haldeman | Veravest Investment Advisors, Inc. unclassified | Cadaret Grant & Co Inc other | Other | Dec 19, 2003 | Apr 3, 2009 (1932 d) |
| Nina Macginn Coyne | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2003 | Aug 29, 2019 (5991 d) |
| Michael Finn Coomes | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2003 | Aug 29, 2019 (5991 d) |
| James Pasquale Nunciato | Nathan & Lewis Securities, Inc. unclassified | Cadaret Grant & Co Inc BD affiliated | Other | Jan 28, 2003 | May 4, 2021 (6671 d) |
| Jonathan Lovecchio | Nathan & Lewis Securities, Inc. unclassified | Cadaret Grant & Co Inc BD affiliated | Other | Jan 28, 2003 | May 4, 2021 (6671 d) |
| Scott David Raab | Nathan & Lewis Securities, Inc. unclassified | Cadaret Grant & Co Inc other | Other | Jan 23, 2003 | Jan 17, 2003 |
| Donald Jeremiah Abernethy | Wells Fargo Advisors wirehouse | Cadaret Grant & Co Inc other | Other | Jan 7, 2003 | Jan 8, 2003 |
| Michael John Thomey | Prudential Equity Group, LLC unclassified | Cadaret Grant & Co Inc other | Other | Jan 2, 2003 | Jun 16, 2004 (531 d) |
| Michael Richard Szotak | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc other | Other | Oct 17, 2002 | Jun 10, 2005 (967 d) |