DFX Intelligence
Advisor moves
Arrivals at B. Riley Wealth Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
388 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Scott Harris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B. Riley Wealth Advisors, Inc. other | Other | Aug 28, 2007 | Sep 10, 2007 |
| Adam Douglas Lorraine | Nfsg Corporation other | B. Riley Wealth Advisors, Inc. other | Other | Aug 23, 2007 | Nov 14, 2007 (83 d) |
| Eric Mendelsohn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B. Riley Wealth Advisors, Inc. other | Other | Aug 21, 2007 | Aug 30, 2007 |
| Petar Alexiev Arizanov | Gunnallen Financial, Inc unclassified | B. Riley Wealth Advisors, Inc. other | Other | Aug 14, 2007 | Oct 2, 2007 (49 d) |
| Carlos Amilcar Farelo | Gunnallen Financial, Inc unclassified | B. Riley Wealth Advisors, Inc. other | Other | Aug 14, 2007 | Oct 2, 2007 (49 d) |
| Fahad Hasan | Gunnallen Financial, Inc unclassified | B. Riley Wealth Advisors, Inc. other | Other | Aug 14, 2007 | Mar 17, 2008 (216 d) |
| Ian Stuart Cole | Gunnallen Financial, Inc unclassified | B. Riley Wealth Advisors, Inc. other | Other | Aug 14, 2007 | Mar 4, 2008 (203 d) |
| Frank Ronald Stanley | Wedbush Securities Inc. other | B. Riley Wealth Advisors, Inc. other | Other | Jul 17, 2007 | Jul 27, 2007 |
| David Bernard Levinson | Wedbush Securities Inc. other | B. Riley Wealth Advisors, Inc. other | Other | Jul 16, 2007 | Aug 9, 2007 |
| David Lowell Hubble | Brookstreet Securities Corporation unclassified | B. Riley Wealth Advisors, Inc. other | Other | Jul 12, 2007 | Jul 31, 2007 |
| Ronald Joe Farner | Brookstreet Securities Corporation unclassified | B. Riley Wealth Advisors, Inc. other | Other | Jul 12, 2007 | Jul 17, 2007 |
| Keith Thomas Zdrowak | Brookstreet Securities Corporation unclassified | B. Riley Wealth Advisors, Inc. other | Other | Jul 12, 2007 | Jul 24, 2007 |
| Paul Edward Fritch | Brookstreet Securities Corporation unclassified | B. Riley Wealth Advisors, Inc. other | Other | Jul 12, 2007 | Jul 26, 2007 |
| Kathryn Louise Fitzgerald | Wedbush Securities Inc. other | B. Riley Wealth Advisors, Inc. other | Other | Jul 5, 2007 | Jul 10, 2007 |
| Gordon Wing Sing Yee | Brookstreet Securities Corporation unclassified | B. Riley Wealth Advisors, Inc. other | Other | Jun 28, 2007 | Jul 9, 2007 |
| William John Braun | Janney Montgomery Scott LLC other | B. Riley Wealth Advisors, Inc. other | Other | Jun 5, 2007 | Jun 13, 2007 |
| Athol Joe Bias | Capital Securities Of America, Inc. unclassified | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Mar 1, 2007 | Aug 18, 2022 (5649 d) |
| Garrett Joseph Smoke | Capital Securities Of America, Inc. unclassified | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Mar 1, 2007 | Aug 9, 2022 (5640 d) |
| Peter Jeremy Sarner | Oppenheimer & Co. Inc. other | B. Riley Wealth Advisors, Inc. other | Other | Jan 16, 2007 | Apr 16, 2013 (2282 d) |
| Mark Darren Cohen | Wfg Advisors, LP other | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Dec 16, 2005 | May 22, 2018 (4540 d) |
| Jennifer Michelle Wolfsberg | RBC Capital Markets, LLC national BD | B. Riley Wealth Advisors, Inc. other | Other | Feb 25, 2005 | Jan 30, 2006 (339 d) |
| Peter Francis Forbes | Cetera Investment Services LLC other | B. Riley Wealth Advisors, Inc. other | Other | Feb 22, 2005 | Apr 14, 2005 (51 d) |
| William Carl Dyhr | Ameriprise Advisor Services, Inc. unclassified | B. Riley Wealth Advisors, Inc. other | Other | Jul 6, 2004 | Mar 14, 2005 (251 d) |
| John Thomas Holly | Summit Financial Group Inc other | B. Riley Wealth Advisors, Inc. other | Other | Feb 19, 2004 | May 18, 2004 (89 d) |
| Jay Reid Porter | Wells Fargo Advisors wirehouse | B. Riley Wealth Advisors, Inc. other | Other | Jun 2, 2003 | May 27, 2003 |
| Eric Lee Lyon | Wells Fargo Advisors wirehouse | B. Riley Wealth Advisors, Inc. other | Other | Feb 28, 2003 | Sep 14, 2004 (564 d) |
| Hans-Christian Winkler | Wells Fargo Advisors wirehouse | B. Riley Wealth Advisors, Inc. other | Other | Dec 14, 2002 | Sep 21, 2004 (647 d) |
| Andrew Tang | Wells Fargo Advisors wirehouse | B. Riley Wealth Advisors, Inc. other | Other | Dec 14, 2002 | Sep 21, 2004 (647 d) |
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