DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Douglas John Mcclure	Securities America Advisors, Inc. other	D.A. Davidson & Co. other	Other	May 2, 2007	Apr 27, 2007
Michael Thomas Meggyesy	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	Mar 1, 2007	Feb 16, 2007
Jason Scott Hall	Keybanc Capital Markets Inc. unclassified	D.A. Davidson & Co. independent RIA	Other	Feb 15, 2007	Jun 3, 2024 (6318 d)
James H. Campbell	Td Ameritrade, Inc. no RAUM	D.A. Davidson & Co. other	Other	Dec 15, 2006	Jan 31, 2012 (1873 d)
Robert David Bowman	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Dec 11, 2006	Dec 1, 2006
Brent Shane Breshears	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	Nov 30, 2006	Nov 22, 2006
Scott Allan Burns	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	Aug 10, 2006	Aug 4, 2006
Margaret Mary Kineke	Piper Sandler & Co. no RAUM	D.A. Davidson & Co. other	Other	Jul 25, 2006	Jul 21, 2006
Thomas Francis Kelly	Piper Sandler & Co. no RAUM	D.A. Davidson & Co. other	Other	Jul 13, 2006	Jul 7, 2006
William Paul Fleenor	Piper Sandler & Co. no RAUM	D.A. Davidson & Co. other	Other	Jun 28, 2006	Jun 23, 2006
James Alan Anderson	Piper Sandler & Co. no RAUM	D.A. Davidson & Co. other	Other	Jun 28, 2006	Jun 23, 2006
David Gino Giannini	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	May 25, 2006	May 19, 2006
Daniel Joseph Leach	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	May 19, 2006	May 19, 2006
Michael Paul Kubas	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	May 8, 2006	Oct 6, 2005
Brian Lynn Eisenbarth	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Apr 10, 2006	May 30, 2002
Steven Lee Alvord	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	Apr 6, 2006	Mar 31, 2006
Julie Lewis Paul	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Mar 30, 2006	Mar 31, 2006
David Leon Pollock	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Mar 16, 2006	Mar 9, 2006
Carmen Gary	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Mar 16, 2006	Mar 7, 2006
Catherine Adele Kipling	Securian Financial Services, Inc. other	D.A. Davidson & Co. other	Other	Feb 21, 2006	Jul 5, 2006 (134 d)
Thomas Francis Johnson	RBC Capital Markets, LLC national BD	D.A. Davidson & Co. other	Other	Nov 17, 2005	Nov 11, 2005
Michael Cory Everett	Morgan Stanley Dw Inc. unclassified	D.A. Davidson & Co. other	Other	Aug 29, 2005	Aug 15, 2005
Geoffrey H. White	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Aug 19, 2005	Aug 19, 2005
Richard William Tschetter	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Aug 19, 2005	Aug 19, 2005
Cheryl Lynn Seifert	Banc Of America Investment Services, Inc. unclassified	D.A. Davidson & Co. other	Other	Jun 17, 2005	Aug 20, 2008 (1160 d)
Stephen Xavier Carroll	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Jun 17, 2005	May 27, 2005
William Joseph Dezellem	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Jun 9, 2005	Jul 8, 1999
Erika Danielle Ferris	Davidson Trust Co. unclassified	D.A. Davidson & Co. other	Other	Apr 8, 2005	May 5, 2004
Benjamin Michael Miller	A. G. Edwards & Sons, Inc. unclassified	D.A. Davidson & Co. other	Other	Feb 22, 2005	Jun 11, 2009 (1570 d)
Christy Gatien	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	Jan 24, 2005	Jan 21, 2005
Michael Joseph Purpura	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Nov 8, 2004	Dec 22, 2014 (3696 d)
Jordan Werner	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. independent RIA	Other	Nov 8, 2004	Sep 14, 2018 (5058 d)
Bradley James Thurber	Davidson Investment Advisors, Inc. other	D.A. Davidson & Co. other	Other	Nov 8, 2004	May 4, 2010 (2003 d)
Susan Mary Sullivan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	D.A. Davidson & Co. other	Other	Jul 15, 2004	Jul 14, 2004
Sarah Price Fitzgerald	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Jun 16, 2004	Jun 2, 2004
Eric S Dash	Svb Asset Management other	D.A. Davidson & Co. other	Other	Jun 16, 2004	Nov 19, 2012 (3078 d)
Robert Ernest Hoffman	Td Ameritrade, Inc. no RAUM	D.A. Davidson & Co. other	Other	Apr 20, 2004	Apr 19, 2004
Joseph Geofrey Travis	Davidson Trust Co. unclassified	D.A. Davidson & Co. other	Other	Apr 1, 2004	Jul 23, 2002
Gerald Allen English	Keybanc Capital Markets Inc. unclassified	D.A. Davidson & Co. other	Other	Mar 18, 2004	Mar 5, 2004
Stephen Wayne Wesner	Waddell & Reed other	D.A. Davidson & Co. other	Other	Feb 2, 2004	Oct 23, 2009 (2090 d)
Molly Bruskotter Mosness	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Sep 11, 2003	Sep 5, 2003
Brian Edward Scigliano	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Aug 7, 2003	Jul 18, 2003
Kirsten Tatum Haney	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Aug 7, 2003	Jul 18, 2003
Gary Robert Whinery	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Aug 7, 2003	Jul 18, 2003
Paul Christman Barone	A. G. Edwards & Sons, Inc. unclassified	D.A. Davidson & Co. other	Other	May 30, 2003	May 6, 2013 (3629 d)
Steven Joel Fox	Wells Fargo Advisors wirehouse	D.A. Davidson & Co. other	Other	May 15, 2003	Apr 23, 2014 (3996 d)
Leslie Ann Mercord	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	D.A. Davidson & Co. other	Other	May 1, 2003	Apr 28, 2003
Sharon R. Nalivka-Hancock	Citigroup Global Markets Inc. other	D.A. Davidson & Co. other	Other	Feb 18, 2003	Sep 17, 2003 (211 d)
Daniel James Rosa	Morgan Stanley Dw Inc. unclassified	D.A. Davidson & Co. other	Other	Dec 2, 2002	Nov 29, 2002
Fred Eugene Krepps	Wells Fargo Investments, LLC unclassified	D.A. Davidson & Co. other	Other	Oct 25, 2002	Nov 7, 2002
Meg Michelle Speece	UBS Financial Services Inc. wirehouse	D.A. Davidson & Co. other	Other	Aug 28, 2002	Nov 20, 2002 (84 d)
Bruce Raymond Pedey	Waddell & Reed other	D.A. Davidson & Co. other	Other	May 30, 2002	May 6, 2002

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472 moves match.