Advisor moves

Arrivals at Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Carroll ThompsonPolaris Advisory Services Inc unclassifiedOsaic Fs, Inc. otherOtherJan 17, 2003Jul 2, 2003 (166 d)
Brion Patrick HarrisEquitable Advisors, LLC national BDOsaic Fs, Inc. otherOtherDec 6, 2002May 13, 2003 (158 d)
Patrick J. ShanleyAmeriprise Financial Services, LLC national BDOsaic Fs, Inc. otherOtherDec 6, 2002Jun 24, 2003 (200 d)
Martin Rodriguez RezaBanc One Securities Corporation unclassifiedOsaic Fs, Inc. otherOtherNov 27, 2002Jan 29, 2008 (1889 d)
Johnnie Darren GoodmanSentra Securities Corporation unclassifiedOsaic Fs, Inc. otherOtherAug 30, 2002Nov 5, 2002 (67 d)
Robert Anthony GentryNext Financial Group, Inc. otherOsaic Fs, Inc. otherOtherAug 12, 2002Jan 13, 2004 (519 d)
Bradley Seth MayerAmeriprise Financial Services, LLC national BDOsaic Fs, Inc. otherOtherJul 10, 2002Nov 1, 2002 (114 d)
Todd J ManternachPruco Securities, LLC otherOsaic Fs, Inc. otherOtherJul 3, 2002Aug 20, 2002 (48 d)
Robert Lindsey BaumannUBS Financial Services Inc. wirehouseOsaic Fs, Inc. otherOtherJun 13, 2002Jul 3, 2002
Mitchell Keith SmithMsi Financial Services, Inc. otherOsaic Fs, Inc. otherOtherJun 10, 2002Sep 19, 2006 (1562 d)
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490 moves match.