DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sanford C. Bernstein & Co., LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey William ThompsonAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherAug 28, 2026Feb 26, 2013
Brian Farzin HaloossimAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherMay 21, 2026Feb 26, 2013
Lisa Johnson KellyAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherAug 24, 2021Mar 11, 2013
Ward Van Siclen CernyAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherNov 18, 2020Apr 11, 2011
William Ellison GraysonAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherJul 22, 2020Mar 4, 2013
Matthew S ShapiroAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherJul 19, 2019Mar 12, 2013
Franklin Jerome LadenAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherAug 14, 2018Apr 11, 2011
Lauren Ann RiccaAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherFeb 22, 2016Mar 11, 2013
Lars Gunnar OkesonAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherFeb 12, 2016Feb 26, 2013
Jonathan Jay BeruschAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherJun 3, 2015May 22, 2014
William BrucknerAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherJul 11, 2012Oct 15, 2010
Jens Christian FonnesbeckStrategic Advisers LLC national BDSanford C. Bernstein & Co., LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 14, 2012Apr 3, 2012 (49 d)
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12 moves match.