DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bernzott Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Eugene Girolamo | Retirement Wealth Center Inc unclassified | Bernzott Capital Advisors other | Other | Dec 18, 2015 | Jan 7, 2015 |
| Patrick Alexander Fischoeder | Morgan Stanley wirehouse | Bernzott Capital Advisors mixed wealth | Wirehouse to independent RIA | Dec 31, 2013 | Mar 16, 2021 (2632 d) |
| Brent Lee Honea | Strategic Advisers LLC national BD | Bernzott Capital Advisors other | Other | Feb 18, 2009 | Nov 2, 2011 (987 d) |
| Stephen Richard Soper | Wells Fargo Investments, LLC unclassified | Bernzott Capital Advisors other | Other | Jun 19, 2007 | Aug 15, 2007 (57 d) |
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4 moves match.