DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Howe And Rusling, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Ried Eich | Manning & Napier Advisors, LLC mixed wealth | Howe And Rusling, Inc. independent RIA | RIA to RIA | Oct 3, 2024 | Oct 10, 2024 |
| Michael Joseph Carrico | Empower Advisory Group, LLC BD affiliated | Howe And Rusling, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2022 | Sep 2, 2022 (38 d) |
| Eric Emerson Udvari | Advice And Planning Services BD affiliated | Howe And Rusling, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Sep 27, 2021 (73 d) |
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3 moves match.