DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Whitnell & Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mathew Trevor Klody | Keebeck Wealth Management independent RIA | Whitnell & Co independent RIA | RIA to RIA | Jun 9, 2020 | Nov 20, 2020 (164 d) |
| Brian Richard Kamin | Equitable Advisors, LLC national BD | Whitnell & Co other | Other | Mar 2, 2016 | Feb 6, 2018 (706 d) |
| Christy Elaine Pedersen | Advice And Planning Services other | Whitnell & Co other | Other | Aug 6, 2014 | Sep 25, 2014 (50 d) |
| Brian James Henderson | Banc Of America Investment Services, Inc. unclassified | Whitnell & Co other | Other | Jun 6, 2007 | Oct 1, 2007 (117 d) |
| Wayne Maynard Janus | Jmg Financial Group Ltd other | Whitnell & Co other | Other | Jan 22, 2007 | Mar 1, 2007 (38 d) |
| Mia Lynn Cardwell | Bmo Harris Financial Advisors, Inc other | Whitnell & Co other | Other | Apr 5, 2006 | Oct 1, 2007 (544 d) |
| Mark Joseph Doyle | Entrust Financial Services unclassified | Whitnell & Co other | Other | Dec 31, 2005 | Sep 19, 2006 (262 d) |
Page 1 of 1
7 moves match.