DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cleararc Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Matthew Waters | Russell Investments other | Cleararc Capital, Inc. other | Other | Jul 9, 2010 | Aug 4, 2010 |
| Jeffrey Frederick Bauer | Clearbridge Investments, LLC other | Cleararc Capital, Inc. other | Other | Sep 6, 2006 | Mar 21, 2007 (196 d) |
| Joseph Alexander Cuozzi | Morgan Stanley Dw Inc. unclassified | Cleararc Capital, Inc. other | Other | Jan 17, 2006 | Sep 19, 2006 (245 d) |
| Glen Cohen | Invesco unclassified | Cleararc Capital, Inc. other | Other | Jul 9, 2003 | Jan 25, 2007 (1296 d) |
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4 moves match.