DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Npf Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren M Brennan | Wells Fargo Advisors wirehouse | Npf Investment Advisors independent RIA | Wirehouse to independent RIA | Jul 15, 2025 | Aug 4, 2025 |
| Maria Kay Kuiper | Stifel, Nicolaus & Company, Incorporated national BD | Npf Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | May 22, 2025 |
| Daniel Paul Michaud | LPL Financial LLC BD affiliated | Npf Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2023 | Aug 16, 2023 (78 d) |
| David Timothy Doppel | USA Financial Securities LLC independent RIA | Npf Investment Advisors independent RIA | RIA to RIA | Mar 15, 2021 | Apr 15, 2021 (31 d) |
| David Steven Hodge | Gimbal Capital Management unclassified | Npf Investment Advisors independent RIA | Other | Jul 13, 2018 | Sep 13, 2018 (62 d) |
| Marilee Kristen Bartl | Arcadia Investment Management Corp other | Npf Investment Advisors other | Other | Sep 8, 2015 | Nov 9, 2015 (62 d) |
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6 moves match.