DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Factor Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Monahan Burns | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Factor Wealth Management independent RIA | Wirehouse to independent RIA | Mar 28, 2018 | Apr 2, 2018 |
| Daniel Joseph Rooker | Osaic Fa, Inc. other | Factor Wealth Management other | Other | Jun 5, 2017 | May 30, 2017 |
| Brett E Suchy | Stifel, Nicolaus & Company, Incorporated national BD | Factor Wealth Management other | Other | Jun 9, 2016 | Jun 13, 2016 |
| William Vernon Gunlicks | Founding Partners Capital Management Company unclassified | Factor Wealth Management other | Other | Dec 31, 2009 | Nov 10, 2010 (314 d) |
| Randolph Charles Hardy | Lwi Financial Inc. other | Factor Wealth Management other | Other | Jul 31, 2009 | Sep 3, 2009 (34 d) |
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5 moves match.