DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tobias Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chad WilliamsonMariner BD affiliatedTobias Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2025Mar 5, 2025
Francheska M RuizMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTobias Financial Advisors independent RIAWirehouse to independent RIAJan 2, 2025Jan 17, 2025
Christopher Cruz BrooksEquitable Advisors, LLC national BDTobias Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2021Jul 13, 2023 (647 d)
Charles John NesmithBerman Capital Advisors, LLC independent RIATobias Financial Advisors independent RIARIA to RIAJan 29, 2021Apr 7, 2021 (68 d)
Anthony Joseph LabrakeMercer Global Advisors Inc. independent RIATobias Financial Advisors independent RIARIA to RIAOct 21, 2020Sep 8, 2020
Franklin G GayZehnder Wealth Management, LLC independent RIATobias Financial Advisors independent RIARIA to RIAAug 20, 2020Aug 27, 2020
Catalina Maria Franco-CiceroFiscal Fitness Clubs otherTobias Financial Advisors otherOtherOct 24, 2017Nov 21, 2017
Yesenia RealejoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTobias Financial Advisors independent RIAWirehouse to independent RIAMar 30, 2017Sep 11, 2018 (530 d)
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8 moves match.