DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sigma Investment Counselors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Edward Larson | Plante Moran Financial Advisors independent RIA | Sigma Investment Counselors independent RIA | RIA to RIA | Apr 29, 2020 | Feb 4, 2021 (281 d) |
| Paul Warholak Jr | Spc BD affiliated | Sigma Investment Counselors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Jan 9, 2019 |
| Anthony J. Basalla | Spero-Smith Investment Advisers, Inc. other | Sigma Investment Counselors other | Other | Mar 28, 2014 | Apr 15, 2014 |
| Wenma Gorman | Strategic Advisers LLC national BD | Sigma Investment Counselors other | Other | Jun 5, 2012 | Jun 29, 2012 |
| Suzanne Marie Antonelli | Ljpr Financial Advisors other | Sigma Investment Counselors other | Other | Nov 16, 2011 | Aug 2, 2011 |
| Denise Margolis Farkas | Spero-Smith Investment Advisers, Inc. other | Sigma Investment Counselors other | Other | Oct 19, 2007 | Mar 18, 2008 (151 d) |
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6 moves match.