DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Condor Capital Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ean James JaffeLPL Financial LLC BD affiliatedCondor Capital Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2026Jun 23, 2026
Brendan HughesCorient independent RIACondor Capital Wealth Management independent RIARIA to RIAJul 18, 2025Jul 10, 2025
Andrew Patrick ChristiansenLPL Enterprise, LLC no RAUMCondor Capital Wealth Management independent RIAOtherFeb 19, 2025Mar 13, 2025
Timothy Dornan MoranCitizens Securities, Inc. BD affiliatedCondor Capital Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2023Oct 31, 2023 (46 d)
David Joseph GoldstoneBackend Benchmarking no RAUMCondor Capital Wealth Management independent RIAOtherSep 22, 2021Oct 28, 2021 (36 d)
Michael Randolf CuozzoPruco Securities, LLC BD affiliatedCondor Capital Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2021Mar 18, 2022 (204 d)
Caelan Angus MccarthyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCondor Capital Wealth Management independent RIAWirehouse to independent RIAOct 2, 2020Dec 14, 2020 (73 d)
Kenneth Paul SchapiroCondor Capital Management II Inc unclassifiedCondor Capital Wealth Management otherOtherJul 28, 2004Jun 27, 2002
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8 moves match.