DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Management Associates Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Paul SerranoRBC Capital Markets, LLC national BDCapital Management Associates Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2025Oct 15, 2025
Amanda CribbsMorgan Stanley wirehouseCapital Management Associates Inc independent RIAWirehouse to independent RIAMay 29, 2025May 19, 2025
Gregory Brian PaineOsaic Institutions, Inc. BD affiliatedCapital Management Associates Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2022Apr 1, 2022
Fong HerWells Fargo Advisors wirehouseCapital Management Associates Inc independent RIAWirehouse to independent RIASep 30, 2020Apr 23, 2021 (205 d)
John Edwin TruckenbrodVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 1, 2016
Michael Gregory MccoolVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 2, 2016
Jane Bonnie TruckenbrodVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 2, 2016
Scott Cameron ForemanVsr Advisory Services otherCapital Management Associates Inc otherOtherJul 29, 2016Aug 1, 2016
Thomas Alfred LuingLPL Financial LLC otherCapital Management Associates Inc otherOtherJun 19, 2009Sep 14, 2011 (817 d)
Jon James MelanderRBC Capital Markets, LLC national BDCapital Management Associates Inc otherOtherFeb 22, 2003Jun 26, 2006 (1220 d)
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10 moves match.