DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Silver Bridge

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Megan P Schaefer-CurranMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSilver Bridge otherOtherMay 5, 2011Jun 30, 2011 (56 d)
Martim Luis De Arantes OliveiraH&S Financial Advisors LLC unclassifiedSilver Bridge otherOtherDec 23, 2010Jul 23, 2010
Derek Robert TamH&S Financial Advisors LLC unclassifiedSilver Bridge otherOtherDec 23, 2010Jul 23, 2010
Mark Vincent MathersRaymond James Financial Services Advisors, Inc otherSilver Bridge otherOtherSep 9, 2010Oct 29, 2010 (50 d)
Deirdre Reilly PrescottLehman Brothers Inc. unclassifiedSilver Bridge otherOtherOct 15, 2008Jan 29, 2009 (106 d)
Lindsay Marie PazdanLehman Brothers Inc. unclassifiedSilver Bridge otherOtherOct 15, 2008Jan 29, 2009 (106 d)
Todd Christopher MillsFidelity Personal Trust Company, Fsb unclassifiedSilver Bridge otherOtherMay 11, 2006Aug 10, 2006 (91 d)
Reed Thomas ManningColumbia Management Advisors, Inc. unclassifiedSilver Bridge otherOtherSep 8, 2004Jul 2, 2007 (1027 d)
Sean Patrick CraganColumbia Management Advisors, Inc. unclassifiedSilver Bridge otherOtherSep 2, 2004Nov 18, 2008 (1538 d)
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9 moves match.