DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Windsor Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark A Wittleder | Schwab Wealth Advisory, Inc. no RAUM | Windsor Wealth Management, Inc. independent RIA | Other | Apr 14, 2023 | Apr 19, 2023 |
| Frank Joseph Esposito | Washington & Scoville, LLC other | Windsor Wealth Management, Inc. other | Other | Dec 31, 2015 | Dec 17, 2015 |
| Dean Paul Weseli | Hufford Advisors, LLC other | Windsor Wealth Management, Inc. other | Other | Feb 24, 2014 | Mar 17, 2014 |
| Timothy T Wright | Wealth Planning & Management, LLC other | Windsor Wealth Management, Inc. independent RIA | Other | Nov 17, 2005 | Nov 20, 2019 (5116 d) |
| James Michael Leach | Allspring Global Investments, LLC other | Windsor Wealth Management, Inc. independent RIA | Other | Oct 20, 2005 | Oct 1, 2019 (5094 d) |
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5 moves match.