DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at R M Davis Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marianne Dao Loew | Focus Partners Wealth, LLC independent RIA | R M Davis Inc independent RIA | RIA to RIA | Aug 26, 2024 | Jul 16, 2024 |
| Edward G Smith | Morgan Stanley wirehouse | R M Davis Inc independent RIA | Wirehouse to independent RIA | Oct 3, 2023 | Feb 1, 2024 (121 d) |
| Michael J Neff | People'S United Advisors, Inc. mixed wealth | R M Davis Inc independent RIA | RIA to RIA | Sep 9, 2020 | Feb 7, 2021 (151 d) |
| John Francis Leonard | J.P. Morgan Securities LLC wirehouse | R M Davis Inc independent RIA | Wirehouse to independent RIA | Mar 31, 2017 | Jan 16, 2024 (2482 d) |
| Reid Vaile Smith | David Wendell Associates, Inc. other | R M Davis Inc other | Other | Apr 29, 2016 | May 10, 2016 |
| George Creelman Carr | Old North Advisors, LLC other | R M Davis Inc other | Other | Oct 8, 2015 | Nov 3, 2015 |
| Matthew Alan Mcfarland | People'S Securities, Inc. other | R M Davis Inc other | Other | Jan 22, 2013 | Jan 15, 2013 |
| Michael Philip Wood | Cmh Wealth Management, LLC other | R M Davis Inc other | Other | Jan 17, 2013 | Apr 9, 2013 (82 d) |
| Vincent Francis Damasco | The Colony Group, LLC unclassified | R M Davis Inc other | Other | Nov 29, 2011 | Feb 2, 2012 (65 d) |
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9 moves match.