DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scharf Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marcus Alan Poteete | Kestra Advisory Services, LLC BD affiliated | Scharf Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | May 22, 2024 (82 d) |
| Daniel Robert D'Orazio | Kcm Investment Advisors independent RIA | Scharf Investments, LLC mixed wealth | RIA to RIA | Sep 16, 2019 | Mar 23, 2021 (554 d) |
| Thaddeus D Heggeness | RBC Capital Markets, LLC national BD | Scharf Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2018 | Feb 20, 2024 (2169 d) |
| Robert Earl O'Quinn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scharf Investments, LLC mixed wealth | Wirehouse to independent RIA | Feb 8, 2018 | Jul 13, 2018 (155 d) |
| Samuel Pun | Sonen Capital LLC other | Scharf Investments, LLC independent RIA | Other | Oct 12, 2016 | Feb 5, 2018 (481 d) |
| Riley Barr | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scharf Investments, LLC other | Other | Feb 17, 2015 | Jan 21, 2016 (338 d) |
| Lisa Marie Pastushok | Nicholas Hoffman & Company, LLC other | Scharf Investments, LLC other | Other | Dec 9, 2014 | Jun 2, 2015 (175 d) |
| Aaron Dahlgren Miller | Wells Fargo Advisors wirehouse | Scharf Investments, LLC mixed wealth | Wirehouse to independent RIA | Jan 16, 2014 | Mar 4, 2020 (2239 d) |
| Michael Lee Allard | Wells Fargo Investments, LLC unclassified | Scharf Investments, LLC other | Other | Jan 3, 2006 | Jul 28, 2011 (2032 d) |
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9 moves match.