DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Halbert Hargrove

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua RobbinsRobert W. Baird & Co. Incorporated mixed wealthHalbert Hargrove independent RIARIA to RIAJun 12, 2022Aug 10, 2022 (59 d)
Samantha Joann GarciaAsset Planning, Inc independent RIAHalbert Hargrove independent RIARIA to RIANov 16, 2018Nov 15, 2018
Anthony Dominic DelaneUBS Financial Services Inc. wirehouseHalbert Hargrove otherOtherMay 9, 2016Jun 8, 2016
Yuyen ChangGps Capital Management, LLC otherHalbert Hargrove otherOtherMar 7, 2016Aug 25, 2015
Brett Michael GersackCharles Schwab & Co., Inc. national BDHalbert Hargrove otherOtherMay 18, 2015May 26, 2015
Elliott Curtis HollingsworthOakwood Capital Management LLC otherHalbert Hargrove otherOtherOct 6, 2014Oct 10, 2014
David Lewis OvertonQwon Investment Consultants, Inc. unclassifiedHalbert Hargrove otherOtherOct 24, 2012May 17, 2006
Taylor Hall SutherlandStifel, Nicolaus & Company, Incorporated national BDHalbert Hargrove otherOtherMay 24, 2012Jun 20, 2012
James T. AhnCitigroup Global Markets Inc. otherHalbert Hargrove otherOtherMay 23, 2012Jun 29, 2012 (37 d)
Patrick Anthony KujawaDenk Strategic Wealth Partners otherHalbert Hargrove otherOtherOct 7, 2011Jul 20, 2012 (287 d)
Edwin William LangleyBok Financial Asset Management, Inc. otherHalbert Hargrove otherOtherJul 20, 2011Jul 21, 2011
Ross Adam LangleyBok Financial Asset Management, Inc. otherHalbert Hargrove otherOtherJul 20, 2011Jul 21, 2011
Kimberly Chin MuskaRBC Capital Markets, LLC national BDHalbert Hargrove otherOtherOct 30, 2009Apr 23, 2012 (906 d)
Stephen Edward KrihaWellspring Financial Advisors L.L.C. unclassifiedHalbert Hargrove otherOtherDec 31, 2008Apr 7, 2008
Mohammad Nayeem QureshiLehman Brothers Inc. unclassifiedHalbert Hargrove otherOtherSep 18, 2008Jan 11, 2013 (1576 d)
Steven Leo KlostermanHalbert Hargrove unclassifiedHalbert Hargrove otherOtherApr 28, 2006Apr 14, 2004
Douglas Alfred BarkerStifel, Nicolaus & Company, Incorporated national BDHalbert Hargrove otherOtherMar 17, 2006Feb 11, 2013 (2523 d)
Mark Peter JanciNorthwestern Mutual Investment Services,LLC otherHalbert Hargrove otherOtherSep 16, 2005Oct 18, 2005 (32 d)
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18 moves match.