DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thompson Siegel & Walmsley LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bernard Michael Kroll | Spire Wealth Management, LLC BD affiliated | Thompson Siegel & Walmsley LLC asset manager | Other | Jul 22, 2024 | Jul 23, 2024 |
| Cody Neal Chapman | Punch & Associates Investment Management, Inc. independent RIA | Thompson Siegel & Walmsley LLC asset manager | Other | Jan 2, 2024 | Jan 2, 2024 |
| Stephen Yee Fai Ho | Wedge Capital Management Llp institutional | Thompson Siegel & Walmsley LLC asset manager | Other | May 2, 2022 | Jul 29, 2022 (88 d) |
| Elizabeth Jordan Hopkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thompson Siegel & Walmsley LLC asset manager | Other | Jul 5, 2019 | Jul 15, 2019 |
| Wayne Winborne Boyles | Touchstone Advisors Inc asset manager | Thompson Siegel & Walmsley LLC asset manager | Other | Mar 5, 2018 | May 8, 2018 (64 d) |
| Thomas Broderick Mullins | Davenport & Company LLC other | Thompson Siegel & Walmsley LLC other | Other | Jul 11, 2016 | Aug 15, 2016 (35 d) |
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6 moves match.