DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kennedy Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Christopher Dielschneider | Scottrade Investment Management BD affiliated | Kennedy Capital Management other | Other | Jan 31, 2018 | Jul 20, 2018 (170 d) |
| Craig Anthony Brannam | Scottrade Investment Management other | Kennedy Capital Management other | Other | Oct 11, 2017 | Feb 15, 2018 (127 d) |
| Donald Richard Frank | Victory Capital Management Inc. other | Kennedy Capital Management other | Other | Apr 14, 2014 | Jan 23, 2017 (1015 d) |
| Anil Thomas | Geneva Advisors, LLC other | Kennedy Capital Management other | Other | Jul 29, 2013 | Jul 31, 2020 (2559 d) |
| Chad Edward Hoffman | Missouri Valley Partners, Inc. other | Kennedy Capital Management other | Other | May 14, 2012 | May 31, 2012 |
| Thomas Evrard Leritz | Argent Capital Management LLC other | Kennedy Capital Management other | Other | Mar 10, 2008 | Sep 28, 2009 (567 d) |
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6 moves match.