DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wilbanks, Smith & Thomas Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Caroline Wilkes PaceVanguard Advisers, Inc. BD affiliatedWilbanks, Smith & Thomas Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2023Jan 7, 2024 (67 d)
Sophia Louise IvancichCambridge Investment Research Advisors, Inc. BD affiliatedWilbanks, Smith & Thomas Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 16, 2023Jul 17, 2023 (31 d)
Stephen James BoweryVirginia Capital Strategies independent RIAWilbanks, Smith & Thomas Asset Management, LLC independent RIARIA to RIAFeb 18, 2020Feb 20, 2020
Daniel Fralin PowellHeritage Wealth Advisors otherWilbanks, Smith & Thomas Asset Management, LLC otherOtherMar 24, 2016Aug 22, 2016 (151 d)
Paul Aaron FerwerdaThompson Siegel & Walmsley LLC otherWilbanks, Smith & Thomas Asset Management, LLC otherOtherOct 2, 2015Apr 7, 2016 (188 d)
Roger Herman ScheffelUBS Financial Services Inc. wirehouseWilbanks, Smith & Thomas Asset Management, LLC otherOtherSep 23, 2009Nov 9, 2009 (47 d)
Amie Slaton BatyWaypoint Advisors, LLC otherWilbanks, Smith & Thomas Asset Management, LLC otherOtherJun 8, 2007Jun 14, 2007
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7 moves match.