DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Donaldson Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Donald Louis MichaelImc Advisors, LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAJul 24, 2026Jul 8, 2026
Suping PanImc Advisors, LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAJul 24, 2026Jul 8, 2026
Jody Allen LittrellImc Advisors, LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAJul 24, 2026Jul 8, 2026
Matthew Thomas EffingerLPL Financial LLC BD affiliatedDonaldson Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2025Jan 9, 2026
Warren Albert WardWwa Planning & Investments state registeredDonaldson Capital Management LLC independent RIAOtherApr 16, 2024Mar 25, 2024
Priscilla Colleen BirtThe Mather Group, LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAAug 29, 2023Oct 24, 2023 (56 d)
Joel NieseLPL Financial LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAFeb 21, 2023Mar 6, 2023
Leeanne Michelle LollarLPL Financial LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIASep 20, 2022Nov 14, 2022 (55 d)
Matthew Allen DuncanFisher Investments independent RIADonaldson Capital Management LLC independent RIARIA to RIAApr 14, 2022Jun 3, 2026 (1511 d)
Marcus Jack BloomLifestyle Freedom Advisory Group, LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAOct 6, 2021Oct 5, 2021
Kevin Douglas CoombsStifel, Nicolaus & Company, Incorporated national BDDonaldson Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2021Aug 16, 2024 (1085 d)
Derek Alton RiddleTd Ameritrade, Inc. no RAUMDonaldson Capital Management LLC independent RIAOtherJan 11, 2021Oct 18, 2021 (280 d)
Collin Avery BrinkerValeo Financial Advisors, LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAJun 29, 2020May 7, 2021 (312 d)
Alexander W SpainhowardNorthwestern Mutual Investment Services,LLC no RAUMDonaldson Capital Management LLC independent RIAOtherMay 3, 2019May 30, 2019
Matthew William GladbachTd Ameritrade Investment Management, LLC independent RIADonaldson Capital Management LLC independent RIARIA to RIAOct 23, 2018Mar 7, 2019 (135 d)
Zachary Stephan ChaviraAmeriprise Financial Services, LLC national BDDonaldson Capital Management LLC otherOtherAug 28, 2017Oct 17, 2017 (50 d)
Jason M HallTd Ameritrade Investment Management, LLC otherDonaldson Capital Management LLC otherOtherOct 23, 2014Dec 8, 2014 (46 d)
Matthew R BernhardtLPL Financial LLC otherDonaldson Capital Management LLC otherOtherJul 28, 2014May 22, 2015 (298 d)
Stephen Hardin ObenchainInvestors Capital Advisory otherDonaldson Capital Management LLC otherOtherDec 12, 2013Dec 8, 2014 (361 d)
Sarah S MooreMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDonaldson Capital Management LLC independent RIAWirehouse to independent RIAMar 22, 2013Aug 11, 2018 (1968 d)
Alan William Van CleefMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDonaldson Capital Management LLC independent RIAWirehouse to independent RIAOct 14, 2005Feb 28, 2023 (6346 d)
Ronald Jay PatbergIrwin Union Advisory Services unclassifiedDonaldson Capital Management LLC otherOtherAug 14, 2002Mar 12, 2014 (4228 d)
Page 1 of 1
22 moves match.