DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hcm Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stuart James Crandall | Threadline Wealth other | Hcm Wealth independent RIA | Other | Sep 6, 2017 | Jan 1, 2025 (2674 d) |
| Patrick Thomas Brennan | Brennan Asset Management unclassified | Hcm Wealth other | Other | Mar 13, 2013 | Jan 1, 2014 (294 d) |
| Puneet Singh Sahi | Gfo Advisory Services, LLC other | Hcm Wealth other | Other | Jul 26, 2011 | Dec 6, 2013 (864 d) |
| Gage Thomas Houser | Credit Suisse Securities (USA) LLC other | Hcm Wealth other | Other | Apr 16, 2004 | Nov 12, 2009 (2036 d) |
| Steven Kelley Wilkes | Wells Fargo Investments, LLC unclassified | Hcm Wealth other | Other | Jun 10, 2003 | Feb 24, 2005 (625 d) |
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5 moves match.