DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stearns Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Teresa Emerson Talton | Allgen Financial Advisors, Inc. independent RIA | Stearns Financial Group independent RIA | RIA to RIA | Sep 3, 2020 | Apr 4, 2019 |
| Lindsay Rebekkah Brock | Fiduciary Investment Advisors, LLC institutional | Stearns Financial Group independent RIA | Other | Jul 24, 2018 | Jul 31, 2018 |
| Jason Croy | Captrust other | Stearns Financial Group other | Other | Nov 21, 2017 | Jan 4, 2018 (44 d) |
| Dax Dixson | Columbia Management Investment Advisers, LLC other | Stearns Financial Group independent RIA | Other | Jun 19, 2015 | Aug 3, 2018 (1141 d) |
| Brian Daniel Haehl | Pry Advisory Group unclassified | Stearns Financial Group other | Other | Dec 21, 2009 | Feb 24, 2012 (795 d) |
| James Glenn Joyce | Equitable Advisors, LLC national BD | Stearns Financial Group other | Other | Oct 21, 2003 | Jul 5, 2012 (3180 d) |
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6 moves match.