DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sylvia Leigh Sterling | Wells Fargo Advisors wirehouse | Retirement Investment Advisors Inc independent RIA | Wirehouse to independent RIA | Oct 12, 2022 | Oct 17, 2022 |
| Andrew Kenneth Flinton | Morgan Stanley wirehouse | Retirement Investment Advisors Inc independent RIA | Wirehouse to independent RIA | Oct 14, 2010 | Jan 9, 2025 (5201 d) |
| Randy Loyn Thurman | Fsc Securities Corporation other | Retirement Investment Advisors Inc other | Other | Dec 31, 2002 | Apr 11, 1997 |
| Carol Ringrose Alexander | Prudential Equity Group, LLC unclassified | Retirement Investment Advisors Inc other | Other | Jun 10, 2002 | Oct 31, 2003 (508 d) |
Page 1 of 1
4 moves match.