DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fci Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Wendell Jones | RBC Rochdale, LLC BD affiliated | Fci Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | Dec 4, 2024 (590 d) |
| Jonathan Blaine Lewis | Scout Investments, Inc. other | Fci Advisors other | Other | Nov 3, 2017 | Dec 6, 2017 (33 d) |
| William Edward Koehler | Tower Wealth Managers other | Fci Advisors other | Other | Aug 5, 2014 | Aug 5, 2014 |
| Eric Michael Barr | Globalbridge other | Fci Advisors other | Other | Apr 1, 2014 | Jun 23, 2014 (83 d) |
| Charles Thomas Simko | Wright Investors Service Inc other | Fci Advisors other | Other | Sep 2, 2009 | Jun 15, 2009 |
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5 moves match.