DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tsa Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brittiny Belmonte RazzanoPks Advisory Services, LLC independent RIATsa Management Inc independent RIARIA to RIAJul 22, 2021Aug 4, 2021
Rodrigo EsperonTd Ameritrade, Inc. no RAUMTsa Management Inc independent RIAOtherSep 11, 2019Oct 17, 2019 (36 d)
Malcolm Joseph EustisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTsa Management Inc independent RIAWirehouse to independent RIAJan 2, 2019Jan 17, 2020 (380 d)
Reese William HughesMsi Financial Services, Inc. otherTsa Management Inc otherOtherDec 31, 2016Jun 21, 2017 (172 d)
Joseph DepietroMorgan Stanley wirehouseTsa Management Inc otherOtherDec 3, 2015Dec 22, 2017 (750 d)
David Richard FinkRogan & Associates otherTsa Management Inc otherOtherAug 3, 2015Sep 2, 2015
Michael J. SleasmanEquitable Advisors, LLC national BDTsa Management Inc otherOtherJan 8, 2013Jun 7, 2017 (1611 d)
Joseph R TedeschiAegis Capital Corp. otherTsa Management Inc otherOtherOct 18, 2012May 11, 2017 (1666 d)
James WernerUBS Financial Services Inc. wirehouseTsa Management Inc otherOtherApr 23, 2009May 15, 2017 (2944 d)
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9 moves match.