DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Niemann Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Suzanne H Cox | Morgan Stanley wirehouse | Niemann Capital Management Inc other | Other | Jun 19, 2009 | Jun 25, 2009 |
| Jennifer Kistner | Ameriprise Advisor Services, Inc. unclassified | Niemann Capital Management Inc other | Other | Jul 7, 2006 | Sep 25, 2007 (445 d) |
| Marcos Martins Peixoto | Scharf Investments, LLC other | Niemann Capital Management Inc other | Other | Apr 25, 2006 | Sep 24, 2007 (517 d) |
| Adam Gregory Mark Hartrum | Wells Fargo Advisors wirehouse | Niemann Capital Management Inc other | Other | Mar 10, 2003 | Mar 4, 2009 (2186 d) |
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4 moves match.