DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Crescent Sterling Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Bergeron | Ae Wealth Management, LLC BD affiliated | Crescent Sterling Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2022 | Jul 8, 2022 (56 d) |
| Mitchell Robert Bordelon | Hancock Whitney Investment Services Inc. other | Crescent Sterling Ltd. other | Other | Feb 10, 2017 | Feb 22, 2017 |
| Katrina Jael Kourkoutis | Pebble Management Group other | Crescent Sterling Ltd. other | Other | Apr 20, 2016 | Nov 5, 2016 (199 d) |
| Michael Thomas Nobile | Td Ameritrade Investment Management, LLC other | Crescent Sterling Ltd. other | Other | Jul 31, 2007 | Jun 10, 2011 (1410 d) |
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4 moves match.