DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Caprin Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Marc Peimer | Capitol Securities Management, Inc. independent RIA | Caprin Asset Management, LLC independent RIA | RIA to RIA | Feb 28, 2019 | Mar 11, 2019 |
| Herbert Barrow Turner | Raymond James & Associates, Inc. national BD | Caprin Asset Management, LLC other | Other | Jan 20, 2015 | Jan 20, 2015 |
| Thomas Rutherfoord Ferguson | Riverfront Investment Group, LLC other | Caprin Asset Management, LLC other | Other | Sep 16, 2014 | Sep 24, 2014 |
| John Michael Flowers | Sovereign Advisers unclassified | Caprin Asset Management, LLC other | Other | Jul 27, 2009 | Jul 15, 2009 |
| Cheryl Lynn Page | Capital Advisory Group unclassified | Caprin Asset Management, LLC other | Other | Jan 2, 2004 | Apr 26, 2000 |
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5 moves match.