DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Iron Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Andrew Woon | Wespac Advisors, LLC other | Iron Financial LLC other | Other | May 24, 2019 | Jul 28, 2015 |
| Timothy Robert Ziemba | Life Line Wealth Management LLC independent RIA | Iron Financial LLC other | Other | Dec 31, 2018 | Feb 5, 2019 (36 d) |
| Mark C Dziuba | Morgan Stanley wirehouse | Iron Financial LLC other | Other | Apr 7, 2014 | Nov 19, 2014 (226 d) |
| Eric Egan Kirste | Citigroup Global Markets Inc. other | Iron Financial LLC other | Other | Mar 3, 2011 | May 4, 2011 (62 d) |
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4 moves match.