DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Weatherly Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Martin Gabriel Rascon | Platt Wealth Management independent RIA | Weatherly Asset Management independent RIA | RIA to RIA | Oct 11, 2022 | Oct 11, 2022 |
| Aubrey Mckee Brown | LPL Financial LLC BD affiliated | Weatherly Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Sep 6, 2019 |
| Erik Henry Nelson | Independent Financial Group, LLC other | Weatherly Asset Management other | Other | Dec 31, 2015 | Jun 2, 2016 (154 d) |
| Ryan Anthony Richardson | LPL Financial LLC other | Weatherly Asset Management other | Other | Aug 3, 2012 | Oct 19, 2012 (77 d) |
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4 moves match.