RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• H•••• N•••••
- C•••••• i••••••••• wealth currentsince Sep 15, 2022 · San Diego, Ca
- D•••••• • Y•••••• L•• formerAug 15, 2019 to Mar 31, 2023 · San Diego, Ca
- W•••••••• A•••• M••••••••• i••••••••• wealthJun 2, 2016 to Feb 28, 2019 · Del Mar, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedOct 9, 2015 to Dec 31, 2015 · San Diego, Ca
- D•••••• • Y•••••• L•• to C••••••left Mar 31, 2023, registered Sep 15, 2022 (-197 days) · RIA to RIA · moved with a team
- W•••••••• A•••• M••••••••• to D•••••• • Y•••••• L••left Feb 28, 2019, registered Aug 15, 2019 (168 days) · RIA to RIA
- I••••••••• F•••••••• G••••• L•• to W•••••••• A•••• M•••••••••left Dec 31, 2015, registered Jun 2, 2016 (154 days) · Other
- E••• H•••• N••••• left D•••••• • Y•••••• L•• for C•••••• (registered 2022-09-15)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address