DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Weatherly Asset Management
Legal name Weatherly Asset Management LP
Latest filing Feb 25, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Jan 10, 1995
RAUM
$1.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$1.6B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$168M
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$1.7B as of Feb 25, 2026
Mar 30, 2012$352M then
HNW client RAUM$1.6B as of Feb 25, 2026
Mar 8, 2018$676M then
State-registered IARs (5.B.3)11 as of Feb 25, 2026
Mar 30, 20120 then
Employees (5.A)16 as of Feb 25, 2026
Jan 31, 20138 then
Private funds: no history
RAUM +12% over the last fiscal year+18% a year over threeIARs 11 to 11
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $168MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publicationsreportedItem 5.G
- Custody
- $962M, 340 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.6B94%
- Pension and profit-sharing plans$45.7M2.7%
- Individuals$38.7M2.3%
- Corporations and businesses$5.4M0.3%
- Charitable organizations$3.5M0.2%
- Individual clients
- 90reported
- HNW clients
- 281reported
- Pension plan clients
- 5reported
- Charitable clients
- 3reported
- Accounts
- 1,348reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $962M for 340 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Carolyn Person Taylor | Del Mar, Ca | Apr 5, 1999 | 37 y | 0 |
| Brenton Boyle ArmstrongCertified Financial Planner | Del Mar, Ca | Feb 26, 2008 | 18 y | 0 |
| Kelli Marie BurgerCertified Financial Planner | Del Mar, Ca | May 21, 2012 | 14 y | 0 |
| Brooke Boone KellyCertified Financial Planner | Del Mar, Ca | Dec 16, 2016 | 10 y | 0 |
| Ryan Anthony RichardsonCertified Financial Planner, Chartered Financial Consultant | Del Mar, Ca | Nov 1, 2017 | 14 y | 2 |
| Chase Samuel HayhurstCertified Financial Planner | Del Mar, Ca | May 14, 2019 | 12 y | 0 |
| Aubrey Mckee BrownCertified Financial Planner | Del Mar, Ca | Sep 6, 2019 | 11 y | 1 |
| Andrea TaylorCertified Financial Planner | Del Mar, Ca | Apr 19, 2022 | 14 y | 0 |
| Martin Gabriel RasconChartered Financial Analyst | Del Mar, Ca | Oct 11, 2022 | 11 y | 1 |
| Sally Hisako Eisenberg | Del Mar, Ca | Jul 7, 2023 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months
Left, latest
- Stone Evan Churby to Presidio Capital Management, LLCJun 22, 2026 · RIA to RIA
- Candise Lisa Holmlund to Alaethes Wealth, LLCJun 21, 2019 · RIA to RIA
- Erik Henry Nelson to Dowling & Yahnke, LLCFeb 28, 2019 · RIA to RIA
- Scott Robert Frank to Stone Steps Financial, LLCMar 3, 2015 · Other
- Mary Ellen Brennan to Stone Steps Financial, LLCMar 20, 2013 · Other
Joined, latest
- Martin Gabriel Rascon from Platt Wealth ManagementOct 11, 2022 · RIA to RIA
- Aubrey Mckee Brown from LPL Financial LLCSep 6, 2019 · Affiliated broker-dealer or bank to independent RIA
- Erik Henry Nelson from Independent Financial Group, LLCJun 2, 2016 · Other
- Ryan Anthony Richardson from LPL Financial LLCOct 19, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Person Carolyn Taylor · Limited Partner, Chief Compliance Officercontrolsince 12/1994 · owns 50% to 75%
- Person Carolyn Taylor · Presidentcontrolsince 10/1994 · owns 75% or more of Weatherly Asset Management, Inc.
- Boyle Brenton Armstrong · Wealth Management Advisor, Partnersince 01/2024 · owns 5% to 10%
- Marie Kelli Burger · Wealth Management Advisor, Partnersince 01/2024 · owns 5% to 10%
- Boone Brooke Kelly · Wealth Management Advisor, Partnersince 01/2025 · owns 5% to 10%
Entity owners
- Weatherly Asset Management, Inc. · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Del Mar, Ca · principal | 10 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,310 to 1,348Mar 3, 2025 to Feb 25, 2026
- Corporate clients · 4 to 2Mar 3, 2025 to Feb 25, 2026
- HNW clients · 268 to 281Mar 3, 2025 to Feb 25, 2026
- Individual clients · 94 to 90Mar 3, 2025 to Feb 25, 2026
- Assets in custody · $803M to $962MMar 3, 2025 to Feb 25, 2026
- Employees · 15 to 16Mar 3, 2025 to Feb 25, 2026
- Discretionary RAUM · $1.5B to $1.7BMar 3, 2025 to Feb 25, 2026
- HNW RAUM · $1.4B to $1.6BMar 3, 2025 to Feb 25, 2026
- Individual RAUM · $36.0M to $38.7MMar 3, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $12.3M to $13.1MMar 3, 2025 to Feb 25, 2026
- Pension RAUM · $41.1M to $45.7MMar 3, 2025 to Feb 25, 2026
- RAUM · $1.5B to $1.7BMar 3, 2025 to Feb 25, 2026
- Accounts · 1,294 to 1,310Feb 22, 2024 to Mar 3, 2025
- Advisory employees · 9 to 10Feb 22, 2024 to Mar 3, 2025
- Charity clients · 4 to 3Feb 22, 2024 to Mar 3, 2025
- HNW clients · 232 to 268Feb 22, 2024 to Mar 3, 2025
- Individual clients · 121 to 94Feb 22, 2024 to Mar 3, 2025
- Pension plan clients · 4 to 5Feb 22, 2024 to Mar 3, 2025
- Assets in custody · $656M to $803MFeb 22, 2024 to Mar 3, 2025
- Employees · 14 to 15Feb 22, 2024 to Mar 3, 2025
- Financial planning clients · 26-50 to 26-50Feb 22, 2024 to Mar 3, 2025
- State-registered IARs · 10 to 11Feb 22, 2024 to Mar 3, 2025
- Discretionary RAUM · $1.3B to $1.5BFeb 22, 2024 to Mar 3, 2025
- HNW RAUM · $1.2B to $1.4BFeb 22, 2024 to Mar 3, 2025
- Individual RAUM · $39.8M to $36.0MFeb 22, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $9.2M to $12.3MFeb 22, 2024 to Mar 3, 2025
- Pension RAUM · $21.6M to $41.1MFeb 22, 2024 to Mar 3, 2025
- RAUM · $1.3B to $1.5BFeb 22, 2024 to Mar 3, 2025
- Accounts · 1,275 to 1,294Feb 1, 2023 to Feb 22, 2024
- Assets in custody · $475M to $656MFeb 1, 2023 to Feb 22, 2024
- Employees · 15 to 14Feb 1, 2023 to Feb 22, 2024
- State-registered IARs · 9 to 10Feb 1, 2023 to Feb 22, 2024
- Discretionary RAUM · $1.0B to $1.3BFeb 1, 2023 to Feb 22, 2024
- HNW RAUM · $928M to $1.2BFeb 1, 2023 to Feb 22, 2024
- Individual RAUM · $54.5M to $39.8MFeb 1, 2023 to Feb 22, 2024
- Non-discretionary RAUM · $8.8M to $9.2MFeb 1, 2023 to Feb 22, 2024
- Pension RAUM · $17.7M to $21.6MFeb 1, 2023 to Feb 22, 2024
- RAUM · $1.0B to $1.3BFeb 1, 2023 to Feb 22, 2024
- Accounts · 1,306 to 1,275Nov 7, 2022 to Jan 31, 2023
- Advisory employees · 8 to 9Nov 7, 2022 to Jan 31, 2023
Signals
1 dated events
- Stone Evan Churby left Weatherly Asset Management for Presidio Capital Management, Llc (registered 2026-06-30)Jun 22, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- brent@weatherlyassetmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lindsey@weatherlyassetmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- marty@weatherlyassetmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sophia@weatherlyassetmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- yoshi@weatherlyassetmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kellym@weatherlyassetmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-259-0782reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-259-4507reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/weatherly-asset-management/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WEATHERLYASSETMGT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 858-259-4507reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- weatherlyassetmgt.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $168Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026