DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peak Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cassidy Steck | Pathstone independent RIA | Peak Asset Management, LLC independent RIA | RIA to RIA | Feb 20, 2025 | Aug 20, 2025 (181 d) |
| Grant Bugner | Rosel Wealth Management, LLC independent RIA | Peak Asset Management, LLC independent RIA | RIA to RIA | Nov 1, 2023 | Jan 12, 2024 (72 d) |
| Hope Gena Albu | Personal Capital Advisors Corporation independent RIA | Peak Asset Management, LLC independent RIA | RIA to RIA | Apr 12, 2021 | Dec 8, 2021 (240 d) |
| Bethany Alyssa Aylor | J.P. Morgan Securities LLC wirehouse | Peak Asset Management, LLC independent RIA | Wirehouse to independent RIA | Apr 1, 2020 | Mar 18, 2021 (351 d) |
| Jason Roland Foster | J.P. Morgan Securities LLC wirehouse | Peak Asset Management, LLC independent RIA | Wirehouse to independent RIA | Jan 5, 2018 | Jan 23, 2024 (2209 d) |
| Julie Fauble Pribble | Cobiz Wealth other | Peak Asset Management, LLC other | Other | Jan 8, 2016 | Mar 29, 2016 (81 d) |
| Brent Charles Yanagida | Ace Investing Services, Inc. unclassified | Peak Asset Management, LLC other | Other | Oct 6, 2015 | Oct 5, 2015 |
| Terry L Robinette | Hcm Investors Inc other | Peak Asset Management, LLC other | Other | Nov 12, 2012 | May 22, 2012 |
| Timothy Macgruder Burt | Timothy M. Burt, CFA unclassified | Peak Asset Management, LLC independent RIA | Other | Dec 31, 2010 | Apr 21, 2023 (4494 d) |
| John Joseph Glasman | Wells Fargo Investments, LLC unclassified | Peak Asset Management, LLC other | Other | Jul 6, 2005 | Nov 9, 2006 (491 d) |
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10 moves match.