DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bedell Frazier Investment Counselling, LLC.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Arthur HansenCapital Planning Advisors LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAJun 8, 2026Mar 4, 2026
Jason William MartinCapital Planning Advisors LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAJun 8, 2026Mar 4, 2026
James Fredric MccarthyCapital Planning Advisors LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAJun 8, 2026Mar 4, 2026
Terry Kin ChiuCapital Planning Advisors LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAJun 8, 2026Mar 4, 2026
Abraham GarciaCapital Planning Advisors LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAJun 8, 2026Mar 4, 2026
Anthony Bertuol OkunCapital Planning Advisors LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAJun 8, 2026Mar 4, 2026
Karin Tram LeCapital Planning Advisors LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAApr 6, 2026Mar 4, 2026
Thomas Andrew HowardElevation Wealth Partners, LLC independent RIABedell Frazier Investment Counselling, LLC. independent RIARIA to RIAMay 25, 2021Oct 28, 2020
Justin AmitCharles Schwab & Co., Inc. national BDBedell Frazier Investment Counselling, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2020Feb 11, 2020
Deborah Noroian MitchellNoroian Capital Management otherBedell Frazier Investment Counselling, LLC. otherOtherJan 28, 2015Aug 13, 2015 (197 d)
John ChangStifel, Nicolaus & Company, Incorporated national BDBedell Frazier Investment Counselling, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2012Dec 13, 2022 (3893 d)
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11 moves match.